Corporate Secretary


Latest Compliance & Ethics articles

Boeing whistleblower ready to cash in

Jan 2012

Company charged for violating False Claims Act.

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Busted: Former GC indicted for stealing over $200,000 from labor union

Jan 2012

Clor submitted about 150 forged receipts while working for the labor organization.

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Bad week for some legal chiefs: PSU GC steps down, SEC reprimands another

Jan 2012

General counsel at scandal-ridden Penn State University (PSU) steps down, while SEC suspends Atlanta lawyer for fraud.

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Olympus saga continues: chief quits as allegations surface

Jan 2012

Ex CEO did not receive investor backing.

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General counsel accused in major insurance scheme

Jan 2012

The commission has filed a suit against LPI, a life settlement and viatical provider.

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General counsel maybe sued by SEC

Dec 2011

Harbinger Capital Partners, a private hedge fund, has been notified of possible civil fraud charges by the SEC for a series of corporate misdeeds, according to news sources.

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Handling an internal investigation

Nov 2011

Companies must select a truly independent individual to lead the investigation.

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Whistleblower claims expected to rise in 2012

Nov 2011

It is clear that whistleblowers have become a regulator’s new best friend.

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Compliance and ethics movement takes off

Nov 2011

Ranks of compliance and ethics professionals have grown 25 percent.

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Compliance poll: CCOs are wrestling with a series of challenges

Oct 2011

Most CCOs say senior management’s commitment to compliance remains ‘very strong’.

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