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Corporate Secretary


Latest Compliance & Ethics articles

Staying ethical in a competitive world

Mar 2012

Ethisphere Institute, a New York City think tank, has unveiled its sixth annual list of the World’s Most Ethical Companies (WME).

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Another Ponzi fraudster headed to the slammer

Mar 2012

Stanford now faces up to 20 years in prison.

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Time for a privacy policy review

Mar 2012

Data management and privacy policies must work to benefit company and customers.

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Boeing whistleblower ready to cash in

Jan 2012

Company charged for violating False Claims Act.

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Busted: Former GC indicted for stealing over $200,000 from labor union

Jan 2012

Clor submitted about 150 forged receipts while working for the labor organization.

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Bad week for some legal chiefs: PSU GC steps down, SEC reprimands another

Jan 2012

General counsel at scandal-ridden Penn State University (PSU) steps down, while SEC suspends Atlanta lawyer for fraud.

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Olympus saga continues: chief quits as allegations surface

Jan 2012

Ex CEO did not receive investor backing.

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General counsel accused in major insurance scheme

Jan 2012

The commission has filed a suit against LPI, a life settlement and viatical provider.

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General counsel maybe sued by SEC

Dec 2011

Harbinger Capital Partners, a private hedge fund, has been notified of possible civil fraud charges by the SEC for a series of corporate misdeeds, according to news sources.

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Handling an internal investigation

Nov 2011

Companies must select a truly independent individual to lead the investigation.

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