Latest Regulation & legal articles

July 31, 2015

Companies shouldn't put off developing compliance policies around claw backs, pay for performance and other proposed rules, lawyers advise

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July 10, 2015

Analysis of cases identifies five legal and strategic reasons for choosing litigation over settlements

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June 29, 2015

Companies must walk a fine line between running afoul of state laws permitting use for medical purposes and risking liability for accidents caused by impaired performance at work

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June 17, 2015

With employees increasingly wary of retaliation from managers or co-workers for whistleblowing, ombuds function's safe space may increase surfacing of misconduct

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June 3, 2015

PCAOB's Audit Committee Dialogue points up need to change audit plans as risks change and to update and add audit controls at growing companies

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May 27, 2015

Managers need more training to be able to know how to best handle whistleblower complaints, as nearly three quarters come through them   

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May 21, 2015

Rising declination trend for firms that cooperate with investigations and staff turnover among the reasons for DoJ holding back

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May 15, 2015

Resignation may herald significant change at SEC after years of partisan strife

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March 31, 2015

Supreme Court decision invokes omission clause to test liability for opinions in registration statements

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March 18, 2015

Reconciling the annual filing with information shared on earnings calls gives investors more clarity on the company’s strategic goals

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