Latest Regulation & legal articles

June 29, 2015

Companies must walk a fine line between running afoul of state laws permitting use for medical purposes and risking liability for accidents caused by impaired performance at work

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June 17, 2015

With employees increasingly wary of retaliation from managers or co-workers for whistleblowing, ombuds function's safe space may increase surfacing of misconduct

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June 3, 2015

PCAOB's Audit Committee Dialogue points up need to change audit plans as risks change and to update and add audit controls at growing companies

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May 27, 2015

Managers need more training to be able to know how to best handle whistleblower complaints, as nearly three quarters come through them   

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May 21, 2015

Rising declination trend for firms that cooperate with investigations and staff turnover among the reasons for DoJ holding back

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May 15, 2015

Resignation may herald significant change at SEC after years of partisan strife

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March 31, 2015

Supreme Court decision invokes omission clause to test liability for opinions in registration statements

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March 18, 2015

Reconciling the annual filing with information shared on earnings calls gives investors more clarity on the company’s strategic goals

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March 16, 2015

Ruling gives nod to Labor Dept’s about-face on eligibility of mortgage loan officers for overtime without need for notice and comments

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January 26, 2015

Enforcement is expected to be more consequential than rulemaking in 2015, but firms need to keep an eye on SEC executive pay disclosure, conflict minerals and proposed labor rules

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