Latest Regulation & legal articles

May 27, 2015

Managers need more training to be able to know how to best handle whistleblower complaints, as nearly three quarters come through them   

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May 21, 2015

Rising declination trend for firms that cooperate with investigations and staff turnover among the reasons for DoJ holding back

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May 15, 2015

Resignation may herald significant change at SEC after years of partisan strife

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March 31, 2015

Supreme Court decision invokes omission clause to test liability for opinions in registration statements

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March 18, 2015

Reconciling the annual filing with information shared on earnings calls gives investors more clarity on the company’s strategic goals

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March 16, 2015

Ruling gives nod to Labor Dept’s about-face on eligibility of mortgage loan officers for overtime without need for notice and comments

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January 26, 2015

Enforcement is expected to be more consequential than rulemaking in 2015, but firms need to keep an eye on SEC executive pay disclosure, conflict minerals and proposed labor rules

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January 12, 2015

As higher standards for certifying class action lawsuits make it harder for workers, plaintiffs’ lawyers turn to wage and hour suits with lower hurdles, says report  

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December 17, 2014

Ruling in second lawsuit alleging failure to vet retirement plan fees is expected to focus on statute of limitations and consider companies' monitoring practices

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November 13, 2014

Broad application of reasonable basis test could subject CEOs’ casual remarks on earnings calls and analyst meetings to same rules  

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