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Enforcement
Opinion: Taking a new look at US securities law

Sep 08, 2021
Marc Steinberg
In my recently published book Rethinking Securities Law , I examine deficiencies in the existing framework and changes that should be...Read more

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Enforcement
Pearson settles $1mn SEC action over cyber-attack disclosures

Aug 18, 2021
Ben Maiden
London-based Pearson has agreed to pay $1mn to settle SEC charges that it misled investors about a 2018 cyber-attack involving the...Read more
Enforcement
The week in GRC: Investors step up votes for shareholder proposals and DoJ appoints FCPA chief

Aug 13, 2021
Ben Maiden
– Reuters said that, according to a report from Thomson Reuters Peer Monitor Index, law firms that have survived the pandemic are...Read more
Enforcement
Issuers see drop in volume of securities class action lawsuits, study finds

Aug 02, 2021
Maria Ward-Brennan
At the mid-year point, the number of securities class action lawsuits filed in federal and state courts is at its lowest level since...Read more

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Enforcement
First American settles cyber-security reporting action

Jun 17, 2021
Ben Maiden
First American Financial Corporation has settled SEC allegations of disclosure controls and procedures violations related to a cyber-...Read more
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Enforcement
Under Armour settles disclosure enforcement

May 12, 2021
Ben Maiden
Under Armour has settled SEC allegations regarding aspects of disclosures relating to its revenue. Specifically, the SEC in its...Read more
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Enforcement
The week in GRC: NYC alleges Chipotle violated labor law and BlackRock backs more ESG proposals

Apr 30, 2021
Ben Maiden
– The Wall Street Journal reported that some of the companies that are once again hosting virtual AGMs this year hope to improve the...Read more

September

Opinion: Taking a new look at US securities law

Opinion: Taking a new look at US securities law

In my recently published book Rethinking Securities Law , I examine deficiencies in the...Read more

August

Pearson settles $1mn SEC action over cyber-attack disclosures

Pearson settles $1mn SEC action over cyber-attack disclosures

London-based Pearson has agreed to pay $1mn to settle SEC charges that it misled...Read more

The week in GRC: Investors step up votes for shareholder proposals and DoJ appoints FCPA chief

The week in GRC: Investors step up votes for shareholder proposals and DoJ appoints FCPA chief

– Reuters said that, according to a report from Thomson Reuters Peer Monitor Index, law...Read more

Issuers see drop in volume of securities class action lawsuits, study finds

Issuers see drop in volume of securities class action lawsuits, study finds

At the mid-year point, the number of securities class action lawsuits filed in federal...Read more

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