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Enforcement
The week in GRC: Lockdowns may slow government probes of companies, and shareholders re-elect BlackRock board

May 22, 2020
Ben Maiden
– According to CNN , SoftBank announced that Alibaba founder Jack Ma had decided to resign from its board. Ma, who is still a director...Read more

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Enforcement
BIOMIN America settles Cuba sanctions case

May 13, 2020
Ben Maiden
Overland Park, Kansas-based BIOMIN America has paid $257,862 to settle its potential civil liability for ‘apparent violations’ of US...Read more
Enforcement
General counsel urged to check insider trading policies during pandemic

Apr 29, 2020
Ben Maiden
General counsel should be taking steps to ensure their company is geared up to prevent insider trading that may arise from pandemic-...Read more
Enforcement
The week in GRC: Businesses seek post-pandemic liability curbs and Covid-19 raises corporate reputation risks

Apr 24, 2020
Ben Maiden
– The Wall Street Journal reported that major US companies are looking into ways to test their employees for Covid-19 before they come...Read more

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Enforcement
SEC enforcers warn directors about insider trading amid Covid-19

Mar 25, 2020
Ben Maiden
The SEC’s top enforcers have warned directors and executives against taking advantage of developments arising from the Covid-19...Read more
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Enforcement
Cardinal Health resolves China-linked FCPA action

Mar 03, 2020
Ben Maiden
Dublin, Ohio-based Cardinal Health has agreed to pay more than $8 million to resolve allegations that it violated FCPA books and...Read more
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Enforcement
Diageo fined $5 million over alleged disclosure lapses

Feb 20, 2020
Ben Maiden
Alcohol company Diageo has agreed to pay a $5 million penalty to settle allegations that it failed to make necessary disclosures...Read more

May

The week in GRC: Lockdowns may slow government probes of companies, and shareholders re-elect BlackRock board

The week in GRC: Lockdowns may slow government probes of companies, and shareholders re-elect BlackRock board

– According to CNN , SoftBank announced that Alibaba founder Jack Ma had decided to...Read more

BIOMIN America settles Cuba sanctions case

BIOMIN America settles Cuba sanctions case

Overland Park, Kansas-based BIOMIN America has paid $257,862 to settle its potential...Read more

April

General counsel urged to check insider trading policies during pandemic

General counsel urged to check insider trading policies during pandemic

General counsel should be taking steps to ensure their company is geared up to prevent...Read more

The week in GRC: Businesses seek post-pandemic liability curbs and Covid-19 raises corporate reputation risks

The week in GRC: Businesses seek post-pandemic liability curbs and Covid-19 raises corporate reputation risks

– The Wall Street Journal reported that major US companies are looking into ways to test...Read more

March

SEC enforcers warn directors about insider trading amid Covid-19

SEC enforcers warn directors about insider trading amid Covid-19

The SEC’s top enforcers have warned directors and executives against taking advantage of...Read more

Cardinal Health resolves China-linked FCPA action

Cardinal Health resolves China-linked FCPA action

Dublin, Ohio-based Cardinal Health has agreed to pay more than $8 million to resolve...Read more

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