Enforcement

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Enforcement
The week in GRC: SEC’s Gensler defends climate proposal and DoJ targets executive pay in corporate prosecutions

Sep 16, 2022
Ben Maiden
– Reuters reported that Zendesk investor Light Street Capital Management reaffirmed its decision to vote against the software company’...Read more

Compliance Training report

Corporate Secretary’s Compliance Training report presents data collected from a survey conducted among in-house governance professionals – such as general counsel and corporate...

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Enforcement
Opinion: DoJ puts CCOs in enforcement firing line

Aug 08, 2022
Karma Farra, Michael Mann and Timothy Treanor
For companies subject to federal criminal enforcement actions in the US, the responsibilities of the CEO and chief compliance officer...Read more
Enforcement
The week in GRC: US companies face year-round wildfire threat and S&P 500 firms face more shareholder proposals

Aug 05, 2022
Ben Maiden
– The Wall Street Journal (paywall) reported that the New York State Department of Financial Services (NYDFS) imposed a $30 mn fine on...Read more
Enforcement
The week in GRC: California judge strikes down board diversity law and SEC enforcer complains of defense delaying tactics

May 20, 2022
Ben Maiden
– The Wall Street Journal (paywall) reported that McDonald’s Corporation said it would leave Russia and sell its business there over...Read more

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Enforcement
The week in GRC: BlackRock eyes shareholder voting changes and DoJ to focus on white-collar crime victims

Mar 04, 2022
Ben Maiden
– The Wall Street Journal (pay wall) reported that the SEC is seeking more details from companies about their climate risks as it gets...Read more
article
Enforcement
Airbnb unit settles Cuba sanctions enforcement

Jan 12, 2022
Ben Maiden
A money services business subsidiary of Airbnb has agreed to pay $91,172.29 to settle its potential civil liability for ‘apparent...Read more
article
Enforcement
Can markets predict Supreme Court rulings for corporate cases?

Jan 06, 2022
Yehuda Davis, Suresh Govindaraj and Kate Suslava
What happens when a company’s case goes to the US Supreme Court? How does it influence stock and options prices? And do investors...Read more

September

Enforcement

The week in GRC: SEC’s Gensler defends climate proposal and DoJ targets executive pay in corporate prosecutions

– Reuters reported that Zendesk investor Light Street Capital Management reaffirmed its...Read more

August

Enforcement

Opinion: DoJ puts CCOs in enforcement firing line

For companies subject to federal criminal enforcement actions in the US, the...Read more

Enforcement

The week in GRC: US companies face year-round wildfire threat and S&P 500 firms face more shareholder proposals

– The Wall Street Journal (paywall) reported that the New York State Department of...Read more

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