Enforcement

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Enforcement
The week in GRC: BlackRock eyes shareholder voting changes and DoJ to focus on white-collar crime victims

Mar 04, 2022
Ben Maiden
– The Wall Street Journal (pay wall) reported that the SEC is seeking more details from companies about their climate risks as it gets...Read more

Compliance Training report

Corporate Secretary’s Compliance Training report presents data collected from a survey conducted among in-house governance professionals – such as general counsel and corporate...

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Enforcement
Airbnb unit settles Cuba sanctions enforcement

Jan 12, 2022
Ben Maiden
A money services business subsidiary of Airbnb has agreed to pay $91,172.29 to settle its potential civil liability for ‘apparent...Read more
Enforcement
Can markets predict Supreme Court rulings for corporate cases?

Jan 06, 2022
Yehuda Davis, Suresh Govindaraj and Kate Suslava
What happens when a company’s case goes to the US Supreme Court? How does it influence stock and options prices? And do investors...Read more
Enforcement
The week in GRC: DoJ gets tough on corporate recidivists and ESG investors eye gender equity

Dec 03, 2021
Ben Maiden
– CNBC reported that Jack Dorsey stepped down as CEO of Twitter. Parag Agrawal, the company’s chief technology officer, took over the...Read more

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Enforcement
The week in GRC: SEC issues 2021 enforcement report and banks asked to report environmental crimes

Nov 19, 2021
Ben Maiden
– The Wall Street Journal reported that Royal Dutch Shell plans to consolidate its dual UK and Dutch structure and relocate its...Read more
article
Enforcement
Lessons from a recent cyber-security breach

Oct 06, 2021
Tim Human
A recently settled case brought by the US financial regulator serves as a timely reminder that companies must have robust disclosure...Read more
article
Enforcement
Ad group WPP settles FCPA enforcement

Sep 29, 2021
Ben Maiden
London-based advertising company WPP has agreed to pay more than $19 mn to settle SEC charges that it violated the anti-bribery, books...Read more