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Enforcement
The week in GRC: DoL won’t enforce ESG investment rules and Wells Fargo sets net-zero emissions goal

Mar 12, 2021
Ben Maiden
– The Wall Street Journal reported that GameStop’s board created a committee focused on the company’s transformation efforts that will...Read more

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Enforcement
SEC’s Crenshaw urges rethink on setting corporate fines

Mar 12, 2021
Ben Maiden
SEC member Caroline Crenshaw has called for the commission to refocus how it assesses penalties imposed on companies for violations,...Read more
Enforcement
SEC accuses AT&T of Reg FD violations

Mar 09, 2021
Ben Maiden
The SEC has accused AT&T of violating Regulation FD and has charged three of its investor relations (IR) executives with aiding...Read more
Enforcement
The week in GRC: SEC creates ESG enforcement task force and Capital Group calls for workforce diversity data

Mar 05, 2021
Ben Maiden
– The Wall Street Journal reported that ExxonMobil added Michael Angelakis and Jeffrey Ubben to its board after the company faced...Read more

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Enforcement
The week in GRC: Klobuchar seeks tougher antitrust enforcement and Biden team talks with car companies about emissions

Feb 05, 2021
Ben Maiden
– The Wall Street Journal reported that US lawmakers from both parties are pushing back against companies that have suspended campaign...Read more
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Enforcement
Cheesecake Factory settles SEC's first Covid-related enforcement

Dec 09, 2020
Ben Maiden
The Cheesecake Factory has settled what the SEC says is its first charging of a public company for allegedly making misleading...Read more
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Enforcement
Herbalife to pay $122 million to resolve FCPA actions

Sep 02, 2020
Ben Maiden
Herbalife Nutrition has agreed to pay a total of roughly $122 million to settle allegations that it violated the books and records and...Read more

March

The week in GRC: DoL won’t enforce ESG investment rules and Wells Fargo sets net-zero emissions goal

The week in GRC: DoL won’t enforce ESG investment rules and Wells Fargo sets net-zero emissions goal

– The Wall Street Journal reported that GameStop’s board created a committee focused on...Read more

SEC’s Crenshaw urges rethink on setting corporate fines

SEC’s Crenshaw urges rethink on setting corporate fines

SEC member Caroline Crenshaw has called for the commission to refocus how it assesses...Read more

SEC accuses AT&T of Reg FD violations

SEC accuses AT&T of Reg FD violations

The SEC has accused AT&T of violating Regulation FD and has charged three of its...Read more

The week in GRC: SEC creates ESG enforcement task force and Capital Group calls for workforce diversity data

The week in GRC: SEC creates ESG enforcement task force and Capital Group calls for workforce diversity data

– The Wall Street Journal reported that ExxonMobil added Michael Angelakis and Jeffrey...Read more

February

The week in GRC: Klobuchar seeks tougher antitrust enforcement and Biden team talks with car companies about emissions

The week in GRC: Klobuchar seeks tougher antitrust enforcement and Biden team talks with car companies about emissions

– The Wall Street Journal reported that US lawmakers from both parties are pushing back...Read more

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