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Enforcement
First American settles cyber-security reporting action

Jun 17, 2021
Ben Maiden
First American Financial Corporation has settled SEC allegations of disclosure controls and procedures violations related to a cyber-...Read more

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Enforcement
Under Armour settles disclosure enforcement

May 12, 2021
Ben Maiden
Under Armour has settled SEC allegations regarding aspects of disclosures relating to its revenue. Specifically, the SEC in its...Read more
Enforcement
The week in GRC: NYC alleges Chipotle violated labor law and BlackRock backs more ESG proposals

Apr 30, 2021
Ben Maiden
– The Wall Street Journal reported that some of the companies that are once again hosting virtual AGMs this year hope to improve the...Read more
Enforcement
The week in GRC: DoL won’t enforce ESG investment rules and Wells Fargo sets net-zero emissions goal

Mar 12, 2021
Ben Maiden
– The Wall Street Journal reported that GameStop’s board created a committee focused on the company’s transformation efforts that will...Read more

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Enforcement
SEC’s Crenshaw urges rethink on setting corporate fines

Mar 12, 2021
Ben Maiden
SEC member Caroline Crenshaw has called for the commission to refocus how it assesses penalties imposed on companies for violations,...Read more
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Enforcement
SEC accuses AT&T of Reg FD violations

Mar 09, 2021
Ben Maiden
The SEC has accused AT&T of violating Regulation FD and has charged three of its investor relations (IR) executives with aiding...Read more
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Enforcement
The week in GRC: SEC creates ESG enforcement task force and Capital Group calls for workforce diversity data

Mar 05, 2021
Ben Maiden
– The Wall Street Journal reported that ExxonMobil added Michael Angelakis and Jeffrey Ubben to its board after the company faced...Read more

June

First American settles cyber-security reporting action

First American settles cyber-security reporting action

First American Financial Corporation has settled SEC allegations of disclosure controls...Read more

May

Under Armour settles disclosure enforcement

Under Armour settles disclosure enforcement

Under Armour has settled SEC allegations regarding aspects of disclosures relating to its...Read more

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