Regulators pushing more personal liability for senior officers, Thomson Reuters says

Nov 20, 2015
<p>Firms need to invest in systems that will increase senior managers&rsquo; ability to see and better manage risks in various business activities</p>
A pervasive belief that regulators have not held senior executives accountable for conduct and events that led to the financial crisis is fueling an increased emphasis on personal liability in the financial services industry. As a result, compliance officers at

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