SEC grants US brokers Mifid II compliance extension

Oct 26, 2017
New EU regulation clashes with US rules on paying for research
The SEC has given US brokers a 30-month reprieve from having to make tough decisions on complying with the research unbundling provisions of the EU’s looming Mifid II regulations. The new rules come into effect on January 3, 2018, and US firms that operate in

Content Preview

to continue reading

  • All articles online
  • Newsletter
Sign up to get stories direct to your inbox
Cs logo Cs logo