Citi unit settles research ratings case

Jan 03, 2018
Finra says firm displayed inaccurate equity ratings and had related supervisory violations
Citigroup Global Markets (CGMI) has agreed to pay a total of around $11.5 million to settle allegations that over an almost five-year period it showed incorrect recommendations as to whether clients should buy or sell a wide range of stocks. CGMI agreed to settle

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