Latest Regulation & legal articles

July 7, 2016

Recent interpretations of non-GAAP rules likely to make firms rethink how they present business highlights in CD&A sections and how numbers are tied to compensation targets

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June 17, 2016

Enforcement action against Morgan Stanley’s investment advisory arm and inquiries regarding wire-transfer fraud reflect stricter stance by agency

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May 6, 2016

New regulatory proposal to put distribution of cash over 50 percent of net assets to shareholder vote

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April 21, 2016

New agreement in principle fails to include fixes for 3-liter engine vehicles and leaves questions about how VW will repair its public image

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April 19, 2016

Concept release on Regulation S-K asks for comments on various disclosure issues, including use of technology to make information more digestible

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April 6, 2016

Guidance targets post-inversion earnings stripping and acquisition rampages designed to avoid inversion threshold

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March 1, 2016

In recap of key topics covered at SEC Speaks conference, increased liability risk for directors, auditors and others on 'neighborhood watch' stands out

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February 8, 2016

NLRB ruling against Browning-Ferris Industries of California could have big impact on franchisors

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February 1, 2016

One decision could challenge Congress' right to decide injury to consumers without proof, while potential amendment to statute of limitations could affect employment cases

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December 18, 2015

Overhaul of initial and ongoing requirements also includes new market cap minimums

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