Latest Regulation & legal articles

July 21, 2017

This week’s governance, compliance and risk-management stories from around the web

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July 14, 2017

This week’s governance, compliance and risk-management stories from around the web

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July 10, 2017

The regulator now allows more issuers to see - with less public scrutiny - if they are ready to launch 

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July 7, 2017

This week’s governance, compliance and risk-managementstories from around the web

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July 6, 2017

Commissioner: Proxy advisers should have to register as investment advisers

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July 3, 2017

With under one year to go until the EU’s new data privacy law comes in effect, what do US companies need to know? 

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June 30, 2017

This week’s governance, compliance and risk-management stories from around the web

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June 28, 2017

Finra boosts focus on senior investors, with rule changes going into effect next year

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June 28, 2017

Republican legislation would impact both bank regulation and corporate governance 

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June 23, 2017

This week’s governance, compliance and risk-management stories from around the web

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