Latest Regulation & legal articles

November 30, 2016

Concerns over application and restricted scope of temporary holds 

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November 30, 2016

Regulator loses chair and three senior officials

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November 7, 2016

Assessment of external auditor should evaluate objectivity and professionalism

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October 13, 2016

Move intended to ease access to company documents 

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September 16, 2016

Highlights from the 70th annual conference of the Society for Corporate Governance

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September 9, 2016

Plain English rules!

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September 8, 2016

Companies use reporting loophole to soften impact of negative reporting

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July 28, 2016

Protiviti’s 2016 Sarbanes-Oxley compliance survey shows increased investment of time and money is paying off

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July 7, 2016

Recent interpretations of non-GAAP rules likely to make firms rethink how they present business highlights in CD&A sections and how numbers are tied to compensation targets

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June 17, 2016

Enforcement action against Morgan Stanley’s investment advisory arm and inquiries regarding wire-transfer fraud reflect stricter stance by agency

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