CareersFreddie Mac appoints compliance chief Jul 27, 2022Ben MaidenFreddie Mac is hiring Dennis Hermonstyne as senior vice president and chief compliance officer (CCO), effective September 19...Read more
CareersCrypto.com hires former regulator to head compliance in Americas Apr 21, 2022Ben MaidenCryptocurrency platform Crypto.com has hired former regulator Duncan DeVille as executive vice president for compliance in the...Read more
BoardroomSEC proposes shake-up for Rule 10b5-1 trading plans Feb 28, 2022Krystyna Blokhina Gilkis, Stephani Hildebrandt and Cynthia KrusOn December 15, 2021 the SEC proposed extensive amendments to Rule 10b5-1 that would, among other things, impose a cooling-off period...Read more
CareersZoomInfo hires its first CCO Jan 24, 2022Ben MaidenVancouver, Washington-based ZoomInfo has hired former regulator Simon McDougall as its first chief compliance officer (CCO). McDougall...Read more
CareersCintas creates new ESG and compliance role Aug 16, 2021Ben MaidenCincinnati-based Cintas Corporation has promoted Christy Nageleisen to the newly created position of vice president of ESG and chief...Read more
BoardroomNominations open for Corporate Governance Awards 2021 May 11, 2021Ben MaidenCorporate Secretary has opened the submissions process for this year’s Corporate Governance Awards. The awards recognize companies’...Read more
CareersDraftKings appoints new compliance chief Feb 18, 2021Ben MaidenDraftKings has promoted Jennifer Aguiar to become the company’s chief compliance officer (CCO), reporting directly to co-founder, CEO...Read more
ESGThe week in GRC: LGIM to press for ethnic diversity on boards, and companies facing new compliance risks amid pandemic Oct 09, 2020Ben Maiden– According to Reuters , a victory for Joe Biden in the US presidential election would signal the end of a period during which the...Read more
EnforcementUS loan company settles FCPA allegations Aug 14, 2020Ben MaidenGreenville, South Carolina-based consumer loan company World Acceptance Corporation (WAC) has agreed to pay $21.7 million to settle...Read more
Regulatory & complianceHow Comscore takes a data-based approach to compliance Jan 27, 2020Ben MaidenComscore is a great example of using technology to move a compliance and ethics program forward. Centralizing and automating its...Read more