The Federal Communications Commission has recruited Thomas Johnson, Jr as general counsel, at a time when it is seeking to remove a...Read more
Regions Bank has made two senior appointments to its compliance and risk-management...Read more
compliance
Compliance with the UK Corporate Governance Code has increased among large companies, but governance and reporting remain patchy,...Read more
Two Wells Fargo brokerage units have agreed to pay roughly $3.4 million in restitution to clients for allegedly making unsuitable...Read more
Boards need to ensure they have sufficient oversight of their company’s ethics and compliance policies and procedures, including data...Read more
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