The National Society of Compliance Professionals (NSCP) has released a framework that it hopes chief compliance officers (CCOs),...Read more
liability
In my recently published book Rethinking Securities Law , I examine deficiencies in the existing framework and changes that should be...Read more
SEC member Hester Peirce has raised concerns about the potential regulatory liabilities facing chief compliance officers (CCOs) and...Read more
As states ease stay at home orders and individuals return to places of work and play, businesses are working hard to reduce the risk...Read more
Companies both large and small enter new ventures all the time. Netflix was originally a DVD delivery service, Amazon sold only books...Read more
