Investors in the US must disclose long positions in stocks, but the same transparency has not been required for short sales. That...Read more
NIRI
Activist investors may find it more difficult to quietly build stakes in US companies after the SEC proposed changes to rules covering...Read more
In July this year the US House Financial Services Committee passed a bill on to the main chamber that, if ratified, will drastically...Read more
On July 29 the US House Financial Services Committee voted to advance a new bill that would shorten the 13F filing window and require...Read more
Nasdaq’s efforts to promote diversity on boards has received support from a variety of constituencies, with a number of commenters...Read more
The SEC’s controversial proposal to relieve 89 percent of asset managers from filing quarterly ownership forms could be ‘shelved,’...Read more
The SEC yesterday voted to adopt measures governing the proxy advisory industry but drew back from more far-reaching requirements it...Read more
The SEC’s proposal to significantly change the thresholds for investors required to submit 13F filings has drawn the ire of issuers...Read more
The Business Roundtable signaled a major shift in corporate thinking this week by stating that the purpose of a corporation should be...Read more
NIRI has announced an updated policy statement on earnings guidance that prioritizes a longer-term view of company performance. The...Read more
