BoardroomFormer Society president David Smith passes Dec 05, 2017Ben MaidenThe Society for Corporate Governance has announced the passing of David Smith, who served as its president and CEO for almost two...Read more
ComplianceThe pre-Thanksgiving week in GRC: FCC targets net neutrality rules, and DoJ sues to block AT&T-Time Warner deal Nov 22, 2017Ben Maiden– The Wall Street Journal reported that a revamp of General Electric’s (GE) board will remove many long-term associates of former CEO...Read more
BoardroomSEC: Boards should determine shareholder proposal significance Nov 14, 2017Andrew HoltA recent SEC staff release ahead of the looming 2018 proxy season expresses the view that the board of directors is generally in a...Read more
BoardroomThe week in GRC: Fed pick seen as steady on deregulation, and board diversity hires pick up among S&P 500 Nov 03, 2017Ben Maiden– The Wall Street Journal reported that, according to people familiar with the matter, General Electric (GE) executives did not notify...Read more
ComplianceSEC grants US brokers Mifid II compliance extension Oct 26, 2017Ben AshwellThe SEC has given US brokers a 30-month reprieve from having to make tough decisions on complying with the research unbundling...Read more
ComplianceThe week in GRC: Trump names FTC pick, and SEC appoints new market oversight chief Oct 20, 2017Ben Maiden– Bloomberg reported that Gary Cohn, President Donald Trump’s chief economic adviser, said he sees a major risk evolving in...Read more
ShareholdersThe week in GRC: P&G says Peltz fails to secure board seat, and Sky faces shareholder criticism Oct 13, 2017Ben Maiden– Ericsson’s leading shareholders chose the former CEO of Swedish industrial group Atlas Copco as the new chair of the telecoms...Read more
Technology & social mediaThe week in GRC: Senators grill SEC chair over cyber-breach and EU pushes bank diversity targets Sep 29, 2017Ben Maiden– The New York Times said the Commodity Futures Trading Commission (CFTC) is shifting its enforcement strategy by increasingly looking...Read more
EnforcementTelia settles FCPA allegations Sep 26, 2017Ben MaidenSweden-based telecommunications operator Telia Company has agreed to pay more than $965 million in a global settlement with US,...Read more
ComplianceSEC’s New York exam team sees leadership changes Sep 26, 2017Ben MaidenAsset management firms operating in New York and New Jersey will be seeing changes in the leadership of the regulatory team charged...Read more