A bipartisan group of senators this week introduced a bill designed to expand the scope of protection for whistleblowers who bring to...Read more
SEC member Hester Peirce has raised concerns about the potential regulatory liabilities...Read more
SEC
Groups including Ceres and the Council of Institutional Investors have called for the SEC’s division of corporation finance to drop...Read more
– Nissan’s board of directors announced that CEO Hiroto Saikawa had resigned, effective September 16, CNN reported. The board named...Read more
The SEC’s division of corporation finance has caused a splash ahead of the 2020 proxy season by announcing a revised approach to...Read more
SEC chair Jay Clayton has expressed concern that, in his view, some authorities around the world are not doing what they should to...Read more
Former prosecutor and top SEC enforcer Robert Khuzami joined Guggenheim Partners this week as chief legal officer and a managing...Read more
Europe’s Mifid II regulation has had a profound impact on US research, according to new analysis from CFA Institute. ‘Mifid II is also...Read more
Sunnyvale, California-based Juniper Networks has agreed to pay almost $12 million to settle allegations that it violated the FCPA...Read more
– The Guardian reported that a group of more than 30 US corporate leaders – including the heads of outdoor clothing brand Patagonia,...Read more
Deutsche Bank has agreed to pay more than $16 million to settle claims it violated the FCPA through recruitment practices outside the...Read more
October
– Reuters reported that, according to lawyers, lobbyists and policy experts, a decade-...Read more
– CNN reported that Alex Cruz was stepping down as chair and CEO of British Airways,...Read more
– According to Reuters , US companies with Covid-19 outbreaks are facing an emerging...Read more
September
As the formal comment period for the SEC’s proposed changes to the 13F filing thresholds...Read more
The SEC on Wednesday voted 3-2 to adopt amendments to the rules governing the agency’s...Read more
In a split-decision, the SEC yesterday approved changes to the shareholder proposal...Read more
– According to CNBC , the philanthropic investment group created by eBay founder Pierre...Read more
August
– The Wall Street Journal reported that, according to data provider MyLogIQ, 87 percent...Read more
Chinese companies listed in the US are facing a range of serious regulatory challenges...Read more
Multinational pharmaceutical-grade cannabis company Clever Leaves has appointed David...Read more
– CNBC reported that, according to a court filing, former McDonald’s CEO Steve...Read more
