Europe’s Mifid II regulation has had a profound impact on US research, according to new analysis from CFA Institute. ‘Mifid II is also...Read more
Mifid II
– The Wall Street Journal reported that Volkswagen said Rupert Stadler, the CEO of its luxury brand Audi, who is being held in prison...Read more
– The Wall Street Journal reported that the Federal Reserve Bank of New York and Office of the Comptroller of the Currency (OCC) are...Read more
Increasing numbers of small-cap companies in the US are considering commissioning research in an effort to offset any negative impact...Read more
– According to Bloomberg , UK Brexit secretary David Davis said the EU cannot pick and choose which bits of its economic relationship...Read more
The SEC has given US brokers a 30-month reprieve from having to make tough decisions on complying with the research unbundling...Read more
– The New York Times said the Commodity Futures Trading Commission (CFTC) is shifting its enforcement strategy by increasingly looking...Read more
T Rowe Price has become the latest US asset management firm to announce it will absorb the costs of research when the EU’s new Mifid...Read more
