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Latest articles

October

SEC’s Peirce raises concerns over CCO liability
Compliance
SEC’s Peirce raises concerns over CCO liability
SEC member Hester Peirce has raised concerns about the potential regulatory liabilities...Read more
The week in GRC: SEC changes auditor independence rules, and Yale investment chief seeks money manager diversity
Compliance
The week in GRC: SEC changes auditor independence rules, and Yale investment chief seeks money manager diversity
– Reuters reported that, according to lawyers, lobbyists and policy experts, a decade-...Read more

September

Governance Matters: How the role of the corporate secretary has evolved
Compliance
Governance Matters: How the role of the corporate secretary has evolved
In this very first episode of the Governance Matters podcast – produced by Corporate...Read more
Opinion: SEC reforms offer mixed bag for whistleblowers
Compliance
Opinion: SEC reforms offer mixed bag for whistleblowers
The SEC on Wednesday voted 3-2 to adopt amendments to the rules governing the agency’s...Read more
The week in GRC: BlackRock discloses votes against climate crisis laggards, and SEC postpones Rule 14a-8 vote
Compliance
The week in GRC: BlackRock discloses votes against climate crisis laggards, and SEC postpones Rule 14a-8 vote
– According to CNBC , the philanthropic investment group created by eBay founder Pierre...Read more
General counsel launches ethics oath for in-house leaders
Compliance
General counsel launches ethics oath for in-house leaders
The general counsel of a UK-based digital marketing communications company has created a...Read more

August

The week in GRC: SEC approves Reg SK changes, and Storebrand divests over corporate lobbying
Compliance
The week in GRC: SEC approves Reg SK changes, and Storebrand divests over corporate lobbying
– The Wall Street Journal reported that, according to data provider MyLogIQ, 87 percent...Read more
Chinese companies face new US listing challenges
Compliance
Chinese companies face new US listing challenges
Chinese companies listed in the US are facing a range of serious regulatory challenges...Read more
The week in GRC: DoJ urges regulatory policy framework rethink, and PCAOB extends Covid-19 review
Compliance
The week in GRC: DoJ urges regulatory policy framework rethink, and PCAOB extends Covid-19 review
– CNBC reported that, according to an SEC filing, McDonald’s is attempting to recoup...Read more
The week in GRC: Kodak under investigation, and Trump admin proposed changes for Chinese companies listed in US
Compliance
The week in GRC: Kodak under investigation, and Trump admin proposed changes for Chinese companies listed in US
– The SEC started investigating trading activity at Kodak last week, following a...Read more
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