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October

The week in GRC: Investors challenge SEC on proxy adviser guidance, and FINRA releases exam findings
Compliance
The week in GRC: Investors challenge SEC on proxy adviser guidance, and FINRA releases exam findings
– CNN reported that Boeing’s board of directors voted on October 11 to remove CEO Dennis...Read more
CII ramps up pursuit of dual-class sunsets
Compliance
CII ramps up pursuit of dual-class sunsets
The Council of Institutional Investors (CII) has asked the SEC to seek authority enabling...Read more

September

Senators introduce bill to extend whistleblower protection
Compliance
Senators introduce bill to extend whistleblower protection
A bipartisan group of senators this week introduced a bill designed to expand the scope...Read more

August

SEC disclosure proposal sharpens human capital focus
Compliance
SEC disclosure proposal sharpens human capital focus
The inclusion of human capital matters in regulatory plans to revamp corporate...Read more
The week in GRC: Companies tell investors about gun violence risks, and SEC proposes updated disclosure rules
Compliance
The week in GRC: Companies tell investors about gun violence risks, and SEC proposes updated disclosure rules
– CNN reported that HSBC CEO John Flint is stepping down after less than two years in the...Read more
CII backs long-term focus of new exchange’s rules
Compliance
CII backs long-term focus of new exchange’s rules
The Council of Institutional Investors (CII) has welcomed plans by a start-up exchange to...Read more
CII criticizes dropping smaller company ICFR auditor attestations
Compliance
CII criticizes dropping smaller company ICFR auditor attestations
The Council of Institutional Investors (CII) has added its voice to those concerned by...Read more
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