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Latest articles

April

SEC investor advocate cautions on proxy adviser controls
Compliance
SEC investor advocate cautions on proxy adviser controls
The SEC’s investor advocate has urged the commission not to focus on reforms of the proxy...Read more
CII targets better ESG and human capital disclosure
Compliance
CII targets better ESG and human capital disclosure
The Council of Institutional Investors (CII) has called for action to be taken to improve...Read more
Cleary Gottlieb lawyers eye improvements to quarterly reporting
Compliance
Cleary Gottlieb lawyers eye improvements to quarterly reporting
Attorneys with Cleary Gottlieb Steen & Hamilton have urged the SEC to consider making...Read more

March

CII backs quarterly reporting, but not guidance
Compliance
CII backs quarterly reporting, but not guidance
The Council of Institutional Investors (CII) has given its support to the existing...Read more
Sullivan & Cromwell attorneys back quarterly reporting flexibility
Compliance
Sullivan & Cromwell attorneys back quarterly reporting flexibility
The SEC should avoid imposing additional rigid regulatory restrictions on quarterly...Read more
SEC’s Peirce tackles CII on arb and shareholder proposals
Compliance
SEC’s Peirce tackles CII on arb and shareholder proposals
SEC member Hester Peirce has questioned the Council of Institutional Investors’ (CII)...Read more

February

The week in GRC: SEC proposes easing curbs on pre-IPO talks, and stock buybacks continue at speedy pace
Compliance
The week in GRC: SEC proposes easing curbs on pre-IPO talks, and stock buybacks continue at speedy pace
– Reuters reported that senior Santander banker José Manuel Campa has been nominated to...Read more
Nasdaq moves to allow direct listings
Compliance
Nasdaq moves to allow direct listings
Nasdaq has filed a proposal with the SEC for a rule change that would allow direct...Read more
SEC encourages board diversity disclosure
Compliance
SEC encourages board diversity disclosure
As US public companies prepare for the 2019 proxy season, the SEC has given them a nudge...Read more
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