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SEC’s transaction-fee pilot sparks lively debate
Trial would place pricing restrictions on existing maker-taker rebate and fee model – critics say issuers will be negatively affected
Issuers, investors and national stock exchanges are divided over the need for – and process behind the creation of – an SEC pilot scheme that would restrict the rebates on transaction fees that are paid to market-makers by stock exchanges.
The SEC voted in
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Compliance
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