Nasdaq has filed a proposal with the SEC for a rule change that would allow direct listings without an IPO. The move comes amid...Read more
NYSE
The SEC has approved changes to the NYSE’s listed company manual that will enable more smaller issuers to benefit from exemptions from...Read more
The Council of Institutional Investors (CII) is asking US exchanges to limit the amount of time listed companies can maintain dual-...Read more
The boards of almost 40 public companies face pushback over their apparent opposition to an SEC pilot scheme that would limit the...Read more
Issuers, investors and national stock exchanges are divided over the need for – and process behind the creation of – an SEC pilot...Read more
– The Financial Times reported that Royal Dutch Shell faced a rebellion against CEO Ben van Beurden’s pay but won a vote of confidence...Read more
Companies grappling with the stress and workload of the proxy season got a little good news earlier this month when the SEC gave the...Read more
– The New York Times reported that US regulators asked chip maker Qualcomm to delay an annual shareholder meeting to give them more...Read more
Cheddar, which describes itself as a post-cable network and broadcasts from the NYSE trading floor, has recruited Anjali Kumar as...Read more
– A total of 131 class-action securities suits were filed in federal court in the first six months of the year, a historic high,...Read more
