Regulatory & compliance archive
The week in GRC: JPMorgan Chase urges staff to get vaccine and court allows challenge to California board law
– The Wall Street Journal noted that the SEC is planning to require public companies to disclose more information about how they...
Inside Coinbase’s ‘egalitarian’ approach to investors
As Coinbase prepared for its direct listing earlier this year, it was clear that the company was approaching the process a little...
First American settles cyber-security reporting action
First American Financial Corporation has settled SEC allegations of disclosure controls and procedures violations related to a...
SASB and IIRC launch new reporting organization
SASB and the International Integrated Reporting Council (IIRC) today launched their new merged organization – the Value Reporting...
The week in GRC: SEC to review proxy adviser stance and more companies link exec pay to diversity goals
– The Wall Street Journal reported that Amazon is bucking the trend of companies requiring arbitration in disputes with customers...
Biden targets climate-related financial risk
President Joe Biden on Thursday issued an executive order intended to gather information about the financial risks posed by the...
Under Armour settles disclosure enforcement
Under Armour has settled SEC allegations regarding aspects of disclosures relating to its revenue. Specifically, the SEC in its...
The week in GRC: NYC alleges Chipotle violated labor law and BlackRock backs more ESG proposals
– The Wall Street Journal reported that some of the companies that are once again hosting virtual AGMs this year hope to improve...
The week in GRC: SEC appoints chief enforcer and House committee passes diversity legislation
– The Wall Street Journal reported that the UK government said it would probe Nvidia’s $40 bn deal to buy UK chip designer Arm...